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Asset Management

High Valley Financial Planning Services provides investment management services through Securities America Advisors, Inc., a SEC Registered Investment Advisory Firm.

We provide a goal-based investment approach to help you stay focused on your various targets within your time frame. We believe in reaching your goals by designing specific portfolios that are fully diversified to help mitigate market risk. Through our broker dealer, you will have access to a wide variety of investment products and tools through combinations of the following platforms:

Brokerage Services

Accounts are carried by Pershing LLC, Member FINRA, NYSE, SIPC and a subsidiary of The Bank of New York Mellon Corporation. In your brokerage account, you can have access to stocks, bonds, mutual funds, ETFs, and UITs. Compensation for High Valley's brokerage services is commission based and subject to various trade charges.

Advisory Service

For every suitable client, a tailored investment strategy is developed, incorporating asset allocation and diversification designed to meet your precise needs. Your investment can be managed directly by us, or by 3rd party money managers. This gives you access to sophisticated investment strategies and top-tier investment managers including some that are not typically available to individual investors. Compensation for High Valley's advisory service is fee based. (Annual % fee charged monthly based on account balance.)

Direct Investments

To fit other specific goals or strategies, High Valley may also place your investment directly through a stand alone investment product. Examples include, but are not limited to, 529 college savings plans, variable annuities, non-traded REITs, limited partnerships, and private placements.

Online Reporting and Client Access

You will have online access to our reporting tool. This will allow you to view all of your investments that are held with High Valley in one place. With this state-of-the-art financial tool, you will be able to see a complete view of your holdings and transactions, along with performance reporting, at no additional charge to you.

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