Welcome to High Valley Financial Planning Services

CONNECT

Address:

1851 McCarthy Blvd., Suite 208
Milpitas, CA 95035

Phone:

(510) 870-0725

Fax/Other:

(510) 857-1098

Asset Management

High Valley Financial Planning Services provides investment management services through Cambridge Investment Research, Inc., one of the largest privately held independent broker/dealers in the U.S.

We provide a goal-based investment approach to help you stay focused on your various targets within your time frame. We believe in reaching your goals by designing specific portfolios that are fully diversified to help mitigate market risk. Through our broker dealer, you will have access to a wide variety of investment products and tools through combinations of the following platforms:

Brokerage Services

We use Pershing LLC as the custodian and clearing firm. Pershing provides the trade execution, clearing, custody, and other services for securities and related transactions. In your brokerage account, you can have access to stocks, bonds, mutual funds, ETFs and UITs. Compensation for High Valley’s brokerage service is commission based and subject to various trade charges. 

Advisory Service

For every suitable client, a tailored investment strategy is developed, incorporating asset allocation and diversification designed to meet your precise needs. Your investment can be managed directly by us, or by 3rd party money managers. This gives you access to sophisticated investment strategies and top-tier investment managers including some that are not typically available to individual investors. Compensation for High Valley's advisory service is fee based. (Annual % fee charged monthly based on account balance.)

Direct Investments

To fit other specific goals or strategies, High Valley may also place your investment directly through a stand alone investment product. Examples include, but are not limited to, 529 college savings plans, variable annuities, non-traded REITs, limited partnerships, and private placements.

Online Reporting and Client Access

You will have online access to our reporting tool - CirStatements. CirStatements will allow you to view all of your investments that are held with High Valley in one place. With this state-of-the-art financial tool, you will be able to see a complete view of your holdings and transactions, along with performance reporting, at no additional charge to you.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck